Full job description
Harwood Wealth Management is an independent financial planning firm where comprehensive financial planning is the foundation of the client experience. We work collaboratively with clients to implement thoughtful, strategic financial plans that address both current priorities and long-term goals.
Our broker/dealer is LPL Financial, www.lpl.com, the largest independent B/D in the country. Learn more about Harwood Wealth Management at harwoodwealthmgmt.com.
Position Overview
We are seeking a Paraplanner to support our lead advisors in delivering high-quality, comprehensive financial planning services. This role is focused on financial planning preparation, analysis, and implementation. The Paraplanner does not serve as a lead advisor or independently manage client relationships but plays a critical role in the planning process and overall client experience.
Key Responsibilities:
- The primary function of this role is to assist with financial planning processes and provide client relationship support to our client base.
- Gather, organize, and input client data accurately and efficiently.
- Prepare for and follow up on client meetings, including cash flow projections, tax projections, and planning analyses.
- Execute trades for client accounts in accordance with firm procedures.
- Prepare and maintain client reporting and planning deliverables.
- Maintain accurate and up-to-date client records across firm systems, including: Redtail, WealthVision, and Holistiplan (ensuring all client data is current, accurate, and complete).
- Assist with special projects and other duties as assigned.
- Uphold the fiduciary standard expected of all firm personnel.
- Comply with the firm’s Code of Ethics and Compliance Program and contribute to a strong culture of compliance.
Education & Qualifications
- Bachelor’s degree from an accredited college or university.
- Minimum of 2 years of experience in financial planning.
- Series 7 and Series 66 required.
- CFP® certification strongly preferred, or one of the following:
- Enrolled Agent (EA)
- Financial Paraplanner Qualified Professional (FPQP®)
- Tax Planning Certified Professional (TPCP™)
Desired Skills
- Strong analytical, organizational, and communication skills with exceptional attention to detail.
- Experience with CRM and portfolio management systems (Redtail or similar preferred).
- Proven ability to work both independently and collaboratively within a team.
- Ability to manage multiple priorities, meet deadlines, and perform accurately in a fast-paced environment.
Compensation & Benefits
Harwood Wealth Management offers a competitive salary, qualified retirement plan, paid time off plan, and a full range of insurance benefits including health, dental, and vision. This position is fully in person. Compensation is commensurate with experience, education, and level of expertise.
A cover letter is required for consideration. Applications submitted without a cover letter will not be reviewed. Please also include professional references with your application.
Benefits:
- 401(k)
- 401(k) matching
- Dental insurance
- Health insurance
- Paid time off
- Vision insurance
Work Location: In person
