Company Description
Rodman & Renshaw LLC is a full-service investment bank headquartered in New York City. Boasting a 70-year heritage of serving the middle market, the firm is committed to fostering the long-term success of growth companies through strategic capital raising, equity research, investment banking, and corporate access, powered by its electronic Equity Capital Markets (eECM) platform, StockBlock.
Role Description
We are a FINRA-registered broker-dealer seeking a Junior Accounting Professional to join our finance and operations team. This is an in-office role and is well-suited for an early-career accounting professional looking to gain hands-on experience in the securities industry while working closely with senior finance, compliance, and operations professionals.
Responsibilities
• Assist with daily, weekly, and monthly accounting processes
• Support general ledger maintenance and account reconciliations
• Assist with monthly and quarterly financial close
• Prepare schedules supporting FOCUS reports and other regulatory filings
• Track commissions, fees, and expense allocations
• Assist with trade settlement and related reconciliation processes
• Coordinate with operations and compliance on broker-dealer reporting requirements
• Support audits, regulatory exams, and information requests
• Maintain accurate books and records in accordance with SEC and FINRA requirements
• Maintain and track the firm’s warrant portfolio
Qualifications
• Bachelor’s degree in Accounting, Finance, or a related field
• 2–5 years of accounting or finance experience
• Strong attention to detail and organizational skills
• Proficiency in Excel
• Ability to handle confidential information with discretion
• Interest in capital markets and the broker-dealer regulatory environment
Preferred (but not required)
• Experience at a broker-dealer, investment bank, or financial services firm
• Exposure to FINRA or SEC reporting
What We Offer
• In-office, hands-on training and mentorship
• Direct exposure to broker-dealer accounting and regulatory reporting
• Interaction with senior management
• Competitive compensation, benefits & bonus eligibility
Compensation: Base salary range of $90 –$125K
