A prestigious multi-strategy investment firm is seeking a Compliance professional to join its New York office. The role will work closely with the Head of Compliance and play a key part in supporting the continued build-out of the firm’s regulatory and compliance framework as the business expands.
This role offers the opportunity for broad exposure across the compliance function and regular interaction with senior stakeholders across the business.
Key Responsibilities
• Support the Head of Compliance in developing and enhancing the firm’s compliance framework, policies and procedures.
• Assist with regulatory horizon scanning and assessing the impact of new or evolving rules across relevant jurisdictions.
• Maintain and develop the firm’s regulatory inventory and associated compliance monitoring processes.
• Support regulatory filings and reporting obligations where required.
• Work closely with investment, legal, operations and risk teams to ensure appropriate controls are embedded across the platform.
• Contribute to the development of compliance training and internal guidance.
Candidate Profile
• 3–8 years’ experience within compliance at a hedge fund, asset manager, or investment bank.
• Strong understanding of US regulatory frameworks relevant to investment managers.
• Demonstrated interest in building and developing compliance frameworks and processes.
• Strong analytical skills and attention to detail, with the ability to engage confidently with stakeholders across the business.
• Comfortable operating in a relatively lean team with a broad and evolving remit.
This role offers the opportunity to join a high-quality investment platform at an exciting stage of its growth, working closely with senior leadership and playing a meaningful role in shaping the compliance infrastructure of the firm.
